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Allegations of Scientific Misconduct: Lessons from a Real Case
By Dinah Bodkin
DBodkin614@aol.com

My scientific misconduct case dates from December 1995. The principals are the three people who, at the time, comprised the Bauer laboratory at the West Roxbury Veterans Administration Medical Center (WVAMC) in West Roxbury, Massachusetts. The case dates back to my awareness of data falsification on the part of my coworker, Dr. Arnaldo Arbini, and acquiescence on the part of our supervisor, Dr. Kenneth Bauer. A written complaint to the Office of the Dean of Harvard Medical School led to a formal scientific misconduct investigation on December 22, 1995. I was terminated from my position at the WVAMC immediately after the disclosures.
When the Harvard investigation began, I examined the materials supporting the publication in question. There was not a single notebook entry for 6 out of the 7 published figures. A significant amount of experimental output, i.e., autoradiograms, computer printouts, and photographs was also missing. In a letter to me dated October 25, 1996, Harvard cleared the individuals in the case, ruling that "in the absence of primary data, it was not possible to ascertain whether the experiments had been done as described in the paper and, therefore, since a finding of miscon- duct must be based on a preponderance of the evidence there was not a finding of scientific misconduct." Dr. Bauer was cleared of having terminated me as a retaliatory measure. In compensation for my efforts, Harvard offered me "career counseling."
I provided Senator John Kerry and Congressman Barney Frank with key documents from the case and, at the suggestion of Barney Frank, solicited the support of the independent watchdog group, Project on Government Oversight. The efforts of these three parties resulted in a second scientific misconduct investigation; this one coordinated by the Department of Veterans Affairs.
My father, a retired chemist, put me in touch with Dr. Racquel Diaz-Sprague, who was a member of the board of directors of the Association for Women in Science. Thanks to her efforts, the AWIS was prevailed upon to take up the case. Anne Briscoe, the director of its Affirmative Action Committee, wrote a letter to the institutional parties, in particular unleashing considerable fury at Harvard.
Senator Kerry wrote to Briscoe, saying that he sympathized with the sentiments expressed in her letter. In July of 1997, Senator Arlen Specter, Chairman of the Senate Committee on Veterans Affairs, wrote a strongly worded letter to supporters of mine in Pennsylvania about the case.
When the VA committee failed to overturn Harvard's ruling, I again appealed to the Association for Women in Science. Its president Helen Davies, resides in Pennsylvania, and she promised to remind Senator Specter of his commitment to the case. Both she and Anne Briscoe vowed that I would not be forgotten. But as far as I know Dr. Davies' letter never materialized. Senator John Kerry continued to fight, but his efforts ran afoul of both the Senate Committee on Veterans Affairs and the Department of Veterans Affairs. He ceased his support of the case in May of 1999.
On September 30, 1999, Dr. Racquel Diaz-Sprague, writing on behalf on the Association for Women in Science in Central Ohio, wrote to Senator Kerry, urging his renewed involvement. Her and others' letters have gone unanswered.
There is little question that the public support I received, in particular that of the AWIS, was critical in generating interest from key politicians. But the "take home lesson" is discouraging at best.

History of AWIS
AWIS is dedicated to the achievement of equity and the full participation of women in all areas of science and technology. Sylvia Braselmann's Reluctant Rebels: Women Scientists Organizing, a 19-page article about the history of AWIS and its East Bay chapter, is posted at the web site of that chapter: http://www.ebawis.org. To find Braselmann's article, go to the Main Menu page.

The article is in PDF file format, you will need the Adobe Acrobat Reader to open it. If you need it, the application is free and available at: http://www.adobe.com/products/acrobat/readstep.html.

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